Broker Check

509 South Brea Boulevard
Suite 13
Brea, CA 92821

Retirement Distribution and Wealth Management Strategies, Inc.

(714) 879-5200

 
Joseph Peralta

Joseph Peralta

Registered Principal

Mr. Peralta is a CERTIFIED FINANCIAL PLANNER™ (CFP®) licensed by the Certified Financial Planner Board of Standard. The CFP® Board grants the privilege to practice personal financial planning only to those individuals who have qualified by completing a comprehensive and rigorous standard of examinations, experience and ethical compliance, both initially and on an ongoing basis, and to those who have pledged to adhere to the CFP® Board's Code Of Ethics and Professional Responsibility.

Mr. Peralta is a Registered Principal with First Allied Securities, Inc.  He was a Registered Representative for FFP Securities, Inc. for eighteen years before moving to First Allied in 2008.

Mr. Peralta also completed the Certified Wealth Strategist (CWS®) designation from the Canon Institute.  This allows him to address the wealth issues of the high net-worth investor. 

Mr. Peralta is listed in the Marquis "Who's Who in America" (1998), and Marquis"Who's Who in Finance and Industry" (1996). He earned his undergraduate degrees in Economics and Finance (1983) from a Catholic university. He also graduated from the College for Financial Planning (1992). In his commitment to excellence, Mr. Peralta completed the rigorous requirements and examination to become an Enrolled Agent. This designation demonstrates technical competence in federal taxation and allows Mr. Peralta to practice before the IRS.

CA Insurance License # 0809151